Is the philosophy of mathematics most fruitfully pursued as a philosophical investigation
into the nature of numbers as abstract entities existing in a platonic realm inaccessible
by means of our standard perceptual capacities, or the study of the practices and activities
of mathematicians with special emphasis on the nature of the fundamental "objects" that are
the concern of actual mathematical research? Platonists promote the first approach, while
structuralists and category theorists advocate the second. This paper will trace the develop-
ment of the structuralist perspective by critically evaluating the positions advocated by
Benacerraf, Harman, White, Resnik, Shapiro and Jubien. Since one of the conditions of an
adequate philosophy of mathematics is an explanation of the relationship between pure and
applied mathematics, the mathematical structuralists positions will then be compared with
the ideas promoted by the philosophers of science who advocate the semantic conception of
theories, such as Sneed, Suppe, Giere and Van Fraasen, whose primary concern is the appli-
cation of mathematical structures to empirical phenomena. While category theory has been
promoted as an alternative to set theory as a foundations for mathematics, it can also be
considered compatible with, and an extension of, the structuralist's point of view. An
evaluation of category theory as a possible foundations for mathematics will be presented
through an analysis of the papers of Bell.
Paul Benacerraf's paper, "What Numbers Could Not Be", is often credited with initiating the
philosophical thesis of structuralism, although the structuralist attitude had been prevalent
among working mathematicians since the 1930s. The lead quotation to his article makes this
dominant attitude explicit, and is worth quoting in full.
The attention of the mathematician focuses primarily upon mathematical structure,
and his intellectual delight arises (in part) from seeing that a given theory
exhibits such and such a structure, from seeing how one's structure is "modelled"
in another, or in exhibiting some new structure, showing how it relates to previously
studied ones...But...the mathematician is satisfied so long as he has some "entities"
or "objects" (or "sets" or "numbers" or "functions" or "spaces" of "points") to work
with, and he does not inquire into their inner character or ontological status.
The philosophical logician, on the other hand, is more sensitive to matters of
ontology and will be especially interested in the kind or kinds of entities that
are actual...He will not be satisfied with being told merely that such and such
entities exhibit such and such a mathematical structure. He will wish to inquire
more deeply into what these entities are, how they relate to other entities...
Also he will wish to ask whether the entity dealt with is sui generis or whether
it is in some sense reducible to (or constructible in terms of) other, perhaps more
fundamental entities.-- R.M.MARTIN, INTENSION AND DECISION [272]
If this article does reflect the prevailing point of view of mathematicians, then a sharp
distinction should be drawn between the philosophy of mathematics on one side, and ontology
or philosophical logic on the other (philosophical logic being the activity of philosophers
who presumably analyze the presuppositions and activities of logicians). Very often philosophical
logicians are really logicists who are promoting the program of reducing mathematical objects
to logic and set theory. This is clearly distinct from the activities of mathematicians who
are not interested in a reductionist program, but who instead explore the consequences of their
formal constructions, along with the relationship of these constructions to other mathematical
structures and "objects."
Benacerraf argues for the structuralist position by first presenting an example in which the
sons of two militant logicists, Ernie and Johnny, first learn logic and set theory instead of
elementary number theory. When it comes to learning about numbers, they merely learn new names
for familiar sets. They count members of a set by determining the cardinality of the set, and
they establish this by demonstrating that a specific relation holds between the set and one of
the numbers. To count the elements of some k-membered set b is to establish a one-to-one
correspondence between the elements of b and the elements of A less than or equal to k. The
relation "pointing-to-each-member-of-b-in-turn-while-saying-the-numbers-up-to-and-including-k"
establishes such a correspondence. [Benacerraf,275]
The problem, as posed by Benacerraf, is that Ernie and Johnny have learned different versions
of set theory, the referents assigned to the terms are different, and we are faced with the
following problem: [Benacerraf,280]
(A) Both are right in their contentions: each account contained conditions each
of which was necessary and which were jointly sufficient. Therefore 3=[[[0]]],
and 3=[0,[0],[0]]].
(B) It is not the case that both accounts were correct; that is at least one contained
conditions which are not necessary and possibly failed to contain further
conditions which,taken together with those remaining, would make a set of
sufficient conditions.
Since Benacerraf holds that (A) is absurd, he considers (B) to be the only alternative worth
considering. The two accounts disagree in terms of the referents of the terms, but they agree
in over-all structure and the relations and functions that hold between the referents: both
have a recursive progression and successor function which follows the order of that progression.
But then, how is one to distinguish the correct referents from the incorrect one. Is there any
set which has a better claim to be the numbers than any other set? Benacerraf considers Frege's
solution.[282]
Frege chose as the number 3 the extension of the concept "equivalent with some 3-members set";
that is, for Frege a number was an equivalence class - the class of all classes equivalent with
a given class. Although an appealing notion, there seems little to recommend it over, say Ernie's.
It has been argued that this is a more fitting account because number words are really class
predicates, and that this account reveals that fact. The view is that in saying that there are
n F's you are predicating n-hood of F, just as in saying that red is a color you are predicating
colorhood of red. I do not think that this is true. And neither did Frege.
Benacerraf concludes that there is no one account which conclusively establishes which sets are
the "real" numbers, and he doesn't believe that there could be such an argument. Any "object" or
referent will do as long as the structural relations are maintained. Frege believed it necessary
to find some "objects" for number words to name and with which numbers could be identical. From
his point of view there is a world of objects which are the referents of names and descriptions
of which the identity relation holds. It made sense for Frege to ask of any two names whether
they named the same object. Benacerraf argues that Frege's belief stemmed from his inconsistent
logic. Since all objects of the universe were on par, the question whether two names had the
same referent always had a truth value. But identity conditions make sense only in contexts where
there exist individuating conditions.
If an expression of the form "x=y" is to have sense, it
can be only in contexts where it is clear that both x
and y are of some kind or category C, and that it is
the conditions which individuate things as the same C
which are operative and determine its truth value.
[Benacerraf,287]
One could construe that identity is systematically ambiguous, or, like Frege, hold that identity
is not ambiguous, but always means sameness of object. But Benacerraf argues that what constitutes
an object varies from theory to theory, category to category, and that Frege failed to realize
this fact. It is a thesis that is supported by the activity of mathematicians, and is essential
to the philosophical perspective underlying category theory, as we shall discuss later. The search
for urelements, fundamental objects of the mathematical universe, is a mistaken enterprise that
underlies an absolute theory of identity and the platonic philosophy of mathematics. This does
not relativize logic for Benacerraf, because he still asserts that
Logic can then still be seen as the most general of
disciplines, applicable in the same way to and within
any given theory. It remains the tool applicable to
all disciplines and theories, the difference being
only that it is left to the discipline or theory to
determine what shall count as an "object" or
"individual." [Benacerraf, 288]
Benacerraf concludes that numbers could not be sets at all on the grounds that there are
no good reasons to say that any particular number is some particular set, for any system of
objects that forms a recursive progression would be adequate. He also points out the results of
Takeuti who has shown that the Godel-von Neumann-Bernays set theory is reducible to the theory
of ordinal numbers less than the least accessible number. This supports the thesis that sets are
really ordinal numbers, but leaves us with the question of which is really the more fundamental
object: sets or ordinal numbers. Benacerraf refers back to Martin's quotation that "the mathematician's
interest stops at the level of structure. If one theory can be modeled in another (that is,
reduced to another) then further questions about whether the individuals of one theory are really
those of the second just do not arise."
While the philosophical logician continues to ask questions about the objects, Benacerraf
believes that this is a mistake, for "what is important is not the individuality of each element,
but the structure which they jointly exhibit." Therefore numbers could not be objects at all
because there is no good reason to identify any individual number with any one particular object
than with any other.
Therefore, numbers are not objects at all, because in giving the properties
(that is, necessary and sufficient) of numbers you merely characterize an
abstract structure - and the distinction lies in the fact that the "elements"
of the structure have no properties other than those relating them to other
"elements" of the same structure. If we identify an abstract structure with a
system of relations (in intension, of course, or else with the set of all relations
in extension isomorphic to a given system of relations), we get arithmetic elaborating
the properties of the "less-than" relation, or of all systems of objects(that is,
concrete structures)exhibiting that abstract structure. That a system of objects
exhibits the structure of the integers implies that the elements of that system
have some properties not dependent on structure. It must be possible to
individuate those objects independently of the role they play in the structure.
But this is precisely what cannot be done with numbers. [Benacerraf,291]
The properties that numbers possess outside of the properties of the structure (in virtue of
being arranged in a progression) are of no consequence to the mathematician, nor should they
therefore by of concern for the philosopher of mathematics. There is an activity which does
theorize about the unique properties of individual numbers separate from the progressive structure;
its called the discipline of numerology, and it does have its followers and publications, which
usually can be found on the magazine racks of drug stores. But no mathematician that I am aware
of has ever received a Ph.D. degree or had any article published in a mathematical journal
discussing the non-structural properties of a unique individual number such 4, 7, or 11. Such
theories of the properties of numbers are of no concern to mathematicians.
Arithmetic is the science exploring the abstract structure that all progressions have in
common merely in virtue of being progressions. It is not concerned with particular numbers, and
there are no unique set of objects which are the numbers. Number words don't have a singular
reference, because the theory is elaborating an abstract structure and not the properties of
individual objects.
In counting, we do not correlate sets with initial
segments of the sequence of numbers as extralinguistic
entities, but correlate sets with initial segments of
the sequence of number words.The central idea is that
this recursive sequence is a sort of yardstick which we
use to measure sets. Questions of the identification of
the referents of number words should be dismissed as
misguided in just the way that a question about the
referents of the parts of the ruler would be seen as
misguided.[Benacerraf, 292]
Gilbert Harman, in his article "Identifying Numbers", supports Benacerraf's position that
number words don't have singular reference. Harman's position is that numerals are best analyzed
as function symbols rather than names. "Any T-sequence of different sets (or other things) can
be used as the numbers." Knowing that 3+4=7, means that for any such sequence s, the sum operation
for that sequence applied to the third and fourth members of the sequence yields the seventh member, i.e,
3s +s 4s = 7s
Here '3', '4' and '7' are not names but function symbols. The letter 's' names a sequence and '3s'
names the third member of that sequence. '3' by itself does not name anything. Harman elaborates
by saying that numerals are not names of functions; they are not names at all, but instead function
symbols, and therefore not names of objects.
Category theory, as we shall see later, is compatible with this position since it takes as
fundamental arrows or morphisms, which are generalizations of functions. A category is a collection
of objects and the arrows between these objects which satisfy certain axioms to be discussed in
detail later. But what is an "object" and what is an "arrow" is relative to the category under
investigation (or the context of discourse), with the added insight that the object of any category
can be considered the identity-arrow on that object. This identity arrow is also isomorphic to
the object, which enables category theorists to reduce their "ontology" to consisting of only of
morphisms, and morphisms between morphisms. The point to be emphasized here is that Harman's
abstraction of the referent of a numeral from a number, i.e.,"object", to a function, lays the
ground work for the development of the intuition that functions (morphisms), structures, and
transformations(including isomorphisms) between structures is the essential concern of mathematicians,
and therefore should be the primary concern of the philosophy of mathematics.
Nicholas White, in "What Numbers Are", disputes Benacerraf's conclusion that numbers are
not objects. Instead he argues that numbers are objects which occupy positions in progressions,
but there are an infinite number of them for each position. He agrees that arithmetic can be
modeled in set theory, and further agrees that it can be modeled in an infinite number of ways,
with any specific number turning out to be radically different sets. But he rejects the argument
offered by Benacerraf that this profusion of set-theoretic models of arithmetic demonstrates
that there is no good reason for saying that numbers are sets. Because if numbers are sets, then
they must be some specific set, but there is no good reason to choose one particular set over
another.
White takes the heroic position that "there are multiple full-blown series of natural
numbers. Thus, for example, instead of there being only one three, there are after all many
threes, and many thirty-sevens, and so on." [White, 112]
...there is nothing in the discourse of arithmetic
itself which requires us to fix on a single object,
whether set or otherwise, as the number three, or on
any single progression as the progression of natural
numbers. As far as that discourse is concerned, we may
have more threes, and more sequences of numbers than we
had thought we had. [White, 116]
White's first argument in support of his thesis relies on the assumption that since
Benacerraf continues to use number-words and numerals, they must be interpreted as singular
terms, and therefore have referents in the "world". But Harman's interpretation of numerals
as function symbols can be used to meet this objection.
White next considers the objection that while there may be several different progressions
which satisfy the laws of arithmetic, there is one unique progression considered to be the
sequence of natural numbers. But White believes this to be false, since he considers that all
progressions are on par, "...the point can be put by saying that unintended models of a formal
system, however unintended they may be, satisfy the system just as much as the intended models
do." [White, 117]
White argues that even if in one's counting and cardinality-assignments one uses numerical
singular terms, there is no reason to suppose that there is only a single sequence of numbers.
Counting is a mapping process in which elements of sets are mapped onto the initial sequence of
numbers. But even if this is so, it does not follow that there is only one sequence of numbers
because any T-sequence will do, since all sequences of natural numbers are isomorphic to each
other. White quotes Benacerraf as stating that
in counting we do not correlate elements of a set with
initial segments of numbers as extra-linguistic
entities but correlate sets with initial segments of
the sequence of number words", and that for purposes of
counting we may perfectly well do without the
supposition that 'two','2','zwei', and 'deux', all
stand for the same object. [White, 118]
White objects to this because he believes that Benacerraf wants to adopt some single sequence
of expressions as basic to all others. White rejects the need for one string of expressions
to be more fundamental to all the others in order for us to understand both of them.
All that seems to be required is that we be able
uniformally and with facility to map each sequence onto
the other in an order-preserving way. Thus, not only
could we use different linguistic progressions from
any one which we in fact use; we actually do use
different such progressions on different occasions.[White, 121]
In mathematical terms, White is saying that what is necessary is the ability to construct an
isomorphism between the two linguistic progressions. An isomorphism is a one-to-one onto mapping
which has an inverse and is order preserving in the sense that any relation the holds in the
first structure holds for the images of the objects mapped into the second structure. In set
theory these are also known as order-preserving bijections, and in category theory functors are
generalizations of isomorphisms that allow us to "translate" from one category to another in
a way that preserves the categorial structure of its source.
White's philosophical mistake is to assert that because we have multiple numeric
expressions in various languages, and that they all have the syntactic form of singular terms,
they must refer to different objects and therefore we have many natural number sequences. From
a structuralist point of view, what is important is mapping the physical objects that are to
be counted, or the members of the set to be counting, with a subset of the sequence of the
numeric-expressions. The mapping is what is important, not putative referents to the linguistic
terms. Since all these linguistic sequences are isomorphic to each other, instead of having a
multiplicity of objects that are the referents, we have none at all. All that we really have
are the physical objects or members of the set to be counted, the sequence of expressions, and
the mapping process.
The structuralist philosophy of mathematics was further developed in the papers of Michael
Resnik. In his paper, "Mathematics as a Science of Patterns: Ontology and Reference", he states
his purpose as developing a philosophy of mathematics in which the logical forms of mathematical
statements are taken on face value, i.e., the numerical expressions are singular terms that
refer. He intends to work within the framework of the referential semantics developed by Tarski.
He therefore is a platonist because he believes that this referential semantics entails that
mathematics is a science of abstract entities: "immaterial and nonmental things which do not
exist in space and time." But like so many other platonists, he fails to give an adequate
account of how singular terms, which are linguistic expressions existing in space and time,
could "refer to" and be "satisfied" by abstract objects which do not exist in space and time.
He does acknowledge that platonism does have to overcome some critical objections before it can
be taken as a serious philosophy of mathematics.
Many philosophers of mathematics who would like to be
platonists are bothered by two rather deep problems:
the first is that since platonic mathematical objects
do not exist in space or time the very possibility of
our acquiring knowledge and beliefs about them comes
into question. The second arises from the fact that no
mathematical theory can do more than determine its
objects up to isomorphism. Thus the platonist seems to
be in the paradoxical position of claiming that a given
mathematical theory is about certain things and yet be
unable to make any definitive statement of what these
things are. [Resnik, 529]
Resnik attempts to overcome these objections by asserting that the problems arise due to a
misconception of what mathematics is really about. It is a mistake to think that numbers can be
given to us in isolation from the other numbers. With this conception it is natural to think of
knowledge of numbers involving some sort of interaction between the perceiver and the number.
Resnik hopes to appeal to structuralism in order to support his platonist leanings, and therefore
agrees that we are not given mathematical objects in isolation but rather in structures.
In mathematics, I claim, we do not have objects with an
"internal" composition arranged in structures, we have
only structures. The objects of mathematics, that is,
the entities which our mathematical constants and
quantifiers denote, are structureless points or
positions in structures. As positions in structures,
they have no identity outside of a structure.
Furthermore, the various results of mathematics which
seem to show that mathematical objects such as the
numbers do have internal structures, e.g., their
identification with sets, are in fact interstructural
relationships. [Resnik,530]
Resnik takes mathematical objects, whether they be numbers, sets, functions or points, to be
structureless entities that occur in mathematical structures. These objects serve as only
positions within these structures, with their identity determined only by their relationships
with other positions within that structure. His basic underlying metaphor is that of geometric
points, and he claims that we do not have knowledge of mathematical objects given in isolation
but rather as "pieces of structures."
Resnik prefers to speak of patterns, rather than structures. Our knowledge of patterns
starts with experiencing something as patterned, then recognizing structural equivalence
relations among the data now experienced as patterned. We then introduce predicates for the
equivalence and other relationships that we recognize as holding. In a second paper, "Mathematics
as a Science of Patterns: Epistemology", Resnik discusses the process of acquiring beliefs about
patterns.
Another phenomena which often accompanies our thinking
about abstract entities is the retention of the visual,
auditory or other sensory images of the concrete things
which led to our abstract conceptions...Apparently the
early Greeks used arrays of dots to represent the
numbers and to arrive at truths about them. Today, it
is not unusual to use a linear array of dots to
represent the natural number sequence or a tree diagram
to represent the iterative hierarchy of sets, and
category theorists are completely dependent upon their
arrow diagrams. The fact that images may figure in our
thoughts about abstract structures does not imply, of
course, that we perceive these structures with some
sort of mental eye, but I suspect that it lies behind
the fairly widespread belief among mathematicians that
we have intuitions of mathematical structures...So I
have no objection to talk of intuition as long as
it is not construed literally. [Resnik, 99]
For Resnik, we go through stages during which we conceptualize our experiences in more abstract
terms. At the last stage we leave our perceptual experiences so far behind that we think of our
theories as being about abstract entities. He does not believe that we have a special mental
faculty that we use to acquire knowledge of patterns, nor does he claim that the abstractive
process yields necessary truths or a priori knowledge. There is no way to place a priori
limitations on the patterns that mathematicians can study which is not arbitrary. But he does
take it for granted that there are mathematical truths, that they are about abstract entities,
and that some of them are known to be true. He does distinguish between an applied theory of a
pattern and a pure one.
An applied theory of a pattern will consist of a pure
one together with claims stating how the pattern is
instantiated. An applied theory can be falsified by
showing that the data it covers does not fit its
pattern. A pure theory can be falsified by showing that
it fails to characterize any pattern at all, that is,
that it is inconsistent, and it can be shown inadequate
by showing that it does not characterize a unique
pattern, that is, that it is not categorical.[Resnik,101]
There are two kinds of objects that Resnik talks about: structures or patterns, and
objects(or positions) in structures. Resnik believes that it makes no sense to say of
structure A and structure B that A=B or that A is not identical to B, implying that structures
are excluded from the identity relation. Also, when it comes to objects in different structures,
identity is not applicable. There is no such thing as trans-structural identity for objects
(places) within different structures. Since Resnik motivation is to offer a plausible platonist
philosophy of mathematics, he hopes that this solution will solve Benacerraf's multiple reduction
problem, because across structures, one cannot ask if an object in one structure is or is not
identical to an object in another structure.
Chihara, in his book, Constructibility and Mathematical Existence, critically analyzes
Resnik's positions, which he finds to be implausible. He argues that Resnik's doctrine that
two different structures cannot be said to be identical or not identical is incoherent since
it presupposes the notion of two structures which are non-identical.
Resnik makes heavy use of the notion of congruence of
structures. But how is congruence to be defined?
Evidently, it would go something like the following:
A is congruent with B iff there is a one-one correspondence
between objects in A and those in B such that...But notice
that we are here using a language in which we speak of objects
in both A and B. As Resnik notes: "This seems to require a
universe which contains positions from different patterns."
This seems to undermine Resnik's position, because in such a
language, it would seem, that we would have to have the identity
relation well-defined over the universe of this language. [Chihara, 144]
One way out of this problem for Resnik is to have all patterns studied by mathematicians
to be sub-patterns of one big pattern: the universe as the mega-pattern of which others are
just a portion. But such a mega-pattern within which contradictory and incompatible patterns
can be integrated doesn't seem conceptually possible. Another solution advocated by Resnik is
to have a many-sorted logical language in which each universe of the language corresponds to
the totality of objects of some structure talked about. In this language, one can have infinitely
many identity relations, one for each universe of discourse. In this way one can avoid having
any identity relation between the objects of different structures. But this seems to be a radical
and extreme change in our conceptual framework, motivated by the desire to offer a plausible
form of platonism.
In "Mathematics and Reality", Stewart Shapiro offers a non-platonist version of structuralism.
He takes as the fundamental problem in the philosophy of mathematics the accounting for the
relationship between mathematics and non-mathematical reality. His version of the structuralist
philosophy proposes that "mathematics applies to reality through the discovery of mathematical
structures underlying the non-mathematical universe."
Shapiro believes that a scientific explanation of a physical event often is nothing more than a
mathematical description, or the construction of a mathematical model of the phenomena under
investigation.
Strictly speaking, a mathematical description, model,
structure, theory, or whatever, cannot serve as an
explanation of a non-mathematical event without an
account of the relationship between mathematics per se
and scientific reality per se. Without such an account
it is not clear how "scientific explanations" succeed
in explaining anything. That is, one cannot begin to
account for how science contributes to knowledge
without an account of what mathematical-scientific
activity has to do with the reality of which science
contributes knowledge. This problem becomes particularly
important in the context of philosophy of science and
philosophy of mathematics. [Shapiro, 525]
Shapiro believes that the philosophy of any discipline is partly a branch of epistemology,
because its purpose is to provide an account of the goals, methodology, and subject matter
of the field. A philosophy of a discipline tries to describe the activity of that discipline
and demonstrate how that activity accomplishes its goals. Therefore, a philosophy of a
discipline is not to be separated from the practice of the discipline.
Thus conceived, the philosophy of X is not understood
as a field isolated from the practice of X. Rather, the
philosophy of X is engaged in by people who care about
X in order to describe and account for its activity,
its success and failures, and its importance. A
practice of X, or an Xist, who adopts such a
philosophy should gain something thereby. The adopted
philosophy should orient the Xist to his work by
providing a clear account of what he is trying to
accomplish and how his practice contributes to this.[Shapiro,525]
Shapiro states that within mathematics the distinction between "pure" branches and
"applied" branches is artificial. He believes that there are more similarities than differences
concerning the aims, techniques, logic and even subject matter of the two branches. His position
is that there is "no significant or philosophically illuminating distinction to be made between
branches of pure mathematics and applied mathematics."
Shapiro states that none of the traditional philosophies of mathematics adequately explains
the relationship between mathematics and scientific reality, and some even imply that there is
no such relationship. He intends that his structuralist philosophy of mathematics will provide
a more fruitful account of the relationship between mathematics and scientific reality.
Structuralism holds that the "subject matter of mathematics consists of patterns or structures
and not collections of mathematical objects."
A mathematical structure can, perhaps, be similarly
construed as the form of a possible system of related
objects, ignoring the features of the objects that are
not relevant to the interrelations. The structure is
completely described in terms of the interrelations...
A typical beginning of a mathematical text consists of
the announcement that certain mathematical objects,
such as real numbers, are to be studied. In some cases
at least,the only thing we are told about these objects
is that there are certain relations among them and/or
operations on them...One easily gets the impression
that the objects themselves don't matter; the relations
and operations are what we study. The idea that the
subject matter of a given branch of mathematics is a
certain structure (or class of structures) is a
straightforward interpretation of this observation.[Shapiro, 535]
A given structure is abstract because it can have more than one exemplification. Shapiro
holds that this is a special case of the problem of universals "a structure is a universal and
a system of objects exemplifying it is an instance." Mathematical logic and model theory
quantify over structures, so by the Quinian criteria of ontological existence, these theories
are committed to the existence of structures.
Mathematical logic and, in particular, model theory can
perhaps be construed as a theory that quantifies over
structures. To say that a class of sentences is
satisfiable may be to say that there is a structure
that satisfies it. It is more common to construe the
variables of model theory as ranging over sets. Sets
are currently taken to be places within the set-theoretical-
hierarchy-structure. Thus, like any other branch of mathematics,
model theory is seen as the study of a particular structure...
the thesis that mathematics can be reduced to set theory amounts
to a claim that any given mathematical structure (except that of
set theory itself) can be modeled in the set-theoretic structure and,
moreover, that the latter captures the relevant relationships between
structures. [Shapiro, 537]
This problem does not arise for category theorists, who are also concerned with structures
categories) and relationships between structures (functors between categories), because they do
not use the language of first-order predicate calculus with quantifiers. Quine's criteria for
ontological existence cannot be expressed within the language of category theory, although
structures can be constructed and morphisms between structures can be exhibited. It therefore
seems that implicit within the category theory is a constructibility requirement for the
existence of mathematical objects. But these are issues that Shapiro doesn't deal with since
he relies on the concepts of mathematical logic and model theory to explicate his version of
structuralism.
Shapiro's account of the relationship between mathematics and science rest on his belief
that "the contents of the non-mathematical universe exhibit underlying mathematical structures
in their interrelations and interactions." This becomes a special case of the instantiation of
universals. "Mathematics is to reality as universal is to instantiated particular...mathematics
is to reality as pattern is to patterned." Some applications of mathematics to the phenomena can
be explained by the "claim that science proceeds by discovering exemplifications of mathematical
structures among observable objects." But Shapiro then qualifies this position by stating that
"the discovery is often indirect and involves the postulation of theoretical entities. The
situation might best be described as scientific theories incorporating mathematical structures."
In a footnote to his paper he discusses an idea offered by Kvart that instead of talking about
mathematical structures "underlying" physical reality, one can speak of "isomorphisms between
systems of mathematical objects and systems of physical objects." This would be a more fruitful
approach for a non-platonist structuralist, and is actually fully developed by structuralist
philosophers of science, like Sneed. Sneed's formal work concerning the relationship between
mathematics and empirical science will be presented in a later portion of this paper. A detailed
presentation of this structuralist approach to the philosophy of science can be found in Balzer,
Moulines and Sneed, An Architectonic for Science.
Shapiro views structuralism as providing a more holistic view of mathematics and science
that can account for the interaction of these disciplines, as opposed to a platonistic philosophy
that can't even begin to account for how mathematical objects in a separate "mathematical world"
not accessible through human perceptual capacities could interact with or represent the phenomena
of the empirical world. For Shapiro there is no sharp distinction between the structures studied
by "pure" mathematics, and the structures studied in "applied" mathematics.
Virtually any structure can be a mathematical structure
if mathematicians (qua mathematicians) study it (qua
structure)...the difference lies more in the way that
structures are presented and studied. Mathematical
structures are described abstractly--independent of
what the structures may be structures of--and studied
deductively.
One can conceive of "applied mathematics" as having additional constraints which deal with
the adequacy of the structure as a representation of the physical phenomena under consideration.
These constraints are studied by philosophers of science and usually have to do with compatibility
with existing evidence, data and successful prediction of future phenomena inferred from the
structures used in the model. Shapiro concludes by stating that an additional advantage of
structuralism is that it accounts for the interconnections among the various branches of
mathematics. "The interplay between them is a result of the modeling of one structure within
another or, in other words, the use of one structure to study another structure."
Chihara, in his chapter on "Mathematical Structuralism" in Constructibility and Mathematical
Existence, criticizes Shapiro's position for not taking into account the work done in the
philosophy of science by philosophers working within the semantic approach to scientific theories,
an approach which emphasizes mathematical structures instead of the formal sentences of predicate
logic.
Under the semantic view, theories are characterized by
specifying a class of mathematical structures to be
used for the representation of empirical phenomena; so
one would have thought that Shapiro would have been
sympathetic with such an approach. The semantic
approach, however, suggests that applications of
mathematical structures to the physical world are
frequently not made in the straightforward way
described by Shapiro. For example, in evolutionary
theory, structures are frequently used to describe
ideal populations of organisms. In such cases, there
may be no actual population that exemplifies the
structure. But the idealization may be useful just the
same in making certain kinds of estimates, in designing
experiments, in making predictions, in explaining
certain features of actual population growth, etc.[Chihara, 139]
For these philosophers of science who are actually working on the specific problems of
"applying" mathematical structures to empirical phenomena, the approach is not to seek these
structures as somehow "underlying" or embedded in the physical phenomena itself, but as useful
constructions that can be mapped onto aspects of the phenomena, and which are useful for explanations.
In "Reduction, Interpretation and Invariance", Joseph Sneed presents a formal method of
describing reduction relations among theories as a special case of the structure of related
empirical theories. Category theory and mathematical structures play a key role in explicating
these relations.
The global structure of empirical theories is represented
as a net of linked theories. Central to the understanding
of empirical science are interpreting links. These links
provide a kind of "empirical semantics" for the mathematical
apparatus associated with individual theories. Interpreting
links are characterized and distinguished from reducing links.
The concept of an interpreting link provides us with a
formal characterization of the distinction between
theoretical and non-theoretical concepts, relative to a
given theory and the net in which it lives, as well as
a formal characterization of the intended applications
of a theory in a net. The role of invariance principles
in relation to interpreting links is described.[Sneed,95]
Sneed represents empirical theories as a net of linked theory elements. A theory element
consists of some "concepts" - call them K - that are used to say something about some array of
things, the intended applications of the concepts - call them I.
Thus a theory element is a certain kind of ordered pair
T =
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